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Starts With A Bang

Is LIGO About To Destroy The Theory Of A ‘Mass Gap’ Between Neutron Stars And Black Holes?

What’s more massive than the heaviest known neutron star but lighter than the lightest known black hole? LIGO may be about to solve that mystery.


Whenever a star is born in the Universe, its eventual fate is almost completely determined from the moment nuclear fusion ignites in its core. Dependent only on a few factors — mass, the presence of elements heavier than helium, and whether it’s part of a multi-star system — we can calculate with dramatic accuracy what the eventual fate of a star born with specific properties will be.

For most stars, including all the stars similar to our Sun, the eventual fate will be a white dwarf: an extremely dense collection of atoms more massive than dozens (or even hundreds) of Jupiters, but only the size of planet Earth. For more massive stars, though, a more catastrophic fate awaits: a supernova, which could either give rise to a neutron star or black hole remnant. There may or may not be a mass gap between the heaviest neutron stars and the lightest black holes formed by supernova, and humanity’s never been in a better position to find out.

The (modern) Morgan–Keenan spectral classification system, with the temperature range of each star class shown above it, in kelvin. Our Sun is a G-class star, producing light with an effective temperature of around 5800 K and a brightness of 1 solar luminosity. Stars can be as low in mass as 8% the mass of our Sun, where they’ll burn with ~0.01% our Sun’s brightness and live for more than 1000 times as long, but they can also rise to hundreds of times our Sun’s mass, with millions of times our Sun’s luminosity and lifetimes of just a few million years. (WIKIMEDIA COMMONS USER LUCASVB, ADDITIONS BY E. SIEGEL)

The more massive a star is, the more material it has that’s potentially usable as fuel for nuclear fusion. You might be inclined to think that with more fuel to burn, the more massive stars would live longer, but the exact opposite turns out to be true.

The way you form stars is via the collapse of a molecular cloud of gas. When you have more massive amounts of matter that go into forming your star, the collapse of that cloud traps greater amounts of heat inside, leading to greater core temperatures over a greater volume of space inside that star. Although achieving a temperature of 4,000,000 K (or so) inside a star’s interior is enough to ignite nuclear fusion, greater temperatures lead to significantly faster rates of fusion, which equate to more luminous but shorter-lived stars.

One of the many clusters in this region is highlighted by massive, short-lived, bright blue stars. Within only about 10 million years, the majority of the most massive ones will explode in a Type II supernova, a pair-instability supernova, or will undergo direct collapse. We have not yet uncovered the exact fate of all such stars, as we do not know whether there are fundamental differences between the cataclysms that produce neutron stars and the ones that lead to black holes. (ESO / VST SURVEY)

At the extreme high-mass end of the spectrum, stars can achieve temperatures of many tens or even hundreds of millions of Kelvin. When the abundance of hydrogen in the inner core drops below a critical threshold, the rate of fusion in the core begins to decrease, which means the outward pressure generated in the star’s core also begins to drop. Since that was the primary force that counteracts all the gravitation working to collapse the star, running low on fuel implies that the star’s core will begin to contract.

Whenever you have a large amount of matter that contracts rapidly (i.e., adiabatically), the temperature of that system will increase. For massive-enough stars, the contraction of the core will heat it sufficiently that it can start fusing additional elements. Beyond hydrogen fusion, helium can fuse into carbon. For stars more massive than about 8 times our Sun’s mass, they’ll go beyond that and fuse carbon, oxygen, neon, silicon, etc., until the inner core consists of elements like iron, nickel and cobalt: nuclei that can be fused no further.

Artists illustration (left) of the interior of a massive star in the final stages, pre-supernova, of silicon-burning. (Silicon-burning is where iron, nickel, and cobalt form in the core.) A Chandra image (right) of the Cassiopeia A supernova remnant today shows elements like Iron (in blue), sulphur (green), and magnesium (red). We do not know whether all core-collapse supernovae follow the same pathway or not. (NASA/CXC/M.WEISS; X-RAY: NASA/CXC/GSFC/U.HWANG & J.LAMING)

Once you begin creating iron, nickel and cobalt in your star’s core, there’s nowhere left to go. Fusing these nuclei into even heavier elements requires more energy than the fusion process puts out, meaning that it’s more energetically favorable for the core to collapse than it is for new fusion reactions to occur. When the core collapses, a runaway fusion reaction occurs, blasting apart the star’s outer layers in a supernova explosion, while the core collapses down, imploding.

The cores of stars that are on the lower-mass end of the supernova spectrum will produce neutron stars at their centers: stellar remnants that are like one giant atomic nucleus a few dozen kilometers across, but containing up to approximately ~2.5 solar masses of material. On the high-mass end, however, black holes are produced, of approximately 8 solar masses and above.

Supernovae types as a function of initial mass and initial content of elements heavier than Helium (metallicity). Note that the first stars occupy the bottom row of the chart, being metal-free, and that the black areas correspond to direct collapse black holes. For modern stars, we are uncertain as to whether the supernovae that create neutron stars are fundamentally the same or different than the ones that create black holes, and whether there is a ‘mass gap’ present between them in nature. (FULVIO314 / WIKIMEDIA COMMONS)

Although we have a variety of methods for inferring the masses of neutron stars and black holes, the simplest way is to find one of these stellar remnants that’s in a binary orbit with another detectable massive object. Neutron stars pulse, for example, and observing the behavior of a pulsing neutron star that orbits another neutron star enables you to determine the mass of both.

Neutron stars that glitch as they rotate, burst, or orbit in systems with other stars, can similarly have their masses inferred. Mass is mass and gravity is gravity, and those rules do not change, no matter what your mass is made of. For black holes, on the other hand, we were only able to infer the masses of the smallest ones when they’re part of X-ray binary systems. For nearly a decade, a puzzle has arisen, leading to the idea of a “mass gap” between neutron stars and black holes.

Looking at binary sources, such as black holes and neutron stars, has revealed two populations of objects: low-mass ones below about 2.5 solar masses and high-mass ones of 5 solar masses and above. While LIGO and Virgo have detected black holes more massive than that and one instance of neutron star mergers whose post-merger product falls into the gap region, we are still not sure what persists in there otherwise. (FRANK ELAVSKY, NORTHWESTERN UNIVERSITY AND LIGO-VIRGO COLLABORATIONS)

Starting in 2010, scientists who studied these binary systems that contained either neutron stars or black holes noticed something peculiar: while black holes as low as about 7 or 8 solar masses were observed, and neutron stars as massive as approximately 2 solar masses were seen, there was nothing discovered in between. In other words, between low-mass neutron stars and higher-mass black holes, there appeared to be a mass range, perhaps between 2–2.5 and 5–8 solar masses, where neither black holes nor neutron stars appeared to live.

Sure, there’s always the possibility that we’ve made an incorrect assumption about the physics and astrophysics involved, but even those studies that consider it still cannot explain why there’s such a steep drop-off in the number of sources seen below about 5 solar masses.

When two compact masses merge, such as neutron stars or black holes, they produce gravitational waves. The amplitude of the wave signals are proportional to the black hole masses. We have only detected black holes down to about 7-or-8 solar masses with this method, but black holes as small as around 3 solar masses may yet exist. LIGO just isn’t sensitive enough, yet, to those low masses, but is on its way. (NASA/AMES RESEARCH CENTER/C. HENZE)

It’s possible that there’s a good astrophysical reason for it. Not every star that’s massive enough to go supernova will do so, as there are other possible fates awaiting such stars. They include:

  • gas-stripping from orbiting companions, leaving a degenerate core,
  • pair instability supernovae, where internal energies rise high enough that electron-positron pairs are spontaneously produced, resulting in the destruction of the entire massive star,
  • mergers with a companion, creating intermediate-mass objects that are relatively rare, or
  • direct collapse, as massive-enough stars could experience a cataclysm where the entire star collapses down to a black hole; such a phenomenon was observed for the first time directly just a few years ago.

It may be the case that supernova explosions that create neutron stars are fundamentally different from the ones that create black holes. If so, there may only be a small number of objects of greater mass than common neutron stars but of lower mass than common black holes. It’s possible the only “mass gap” objects result entirely from the mergers of two neutron stars.

The visible/near-IR photos from Hubble show a massive star, about 25 times the mass of the Sun, that has winked out of existence, with no supernova or other explanation. Direct collapse is the only reasonable candidate explanation, and is one known way, in addition to supernovae or neutron star mergers, to form a black hole for the first time. (NASA/ESA/C. KOCHANEK (OSU))

So, is the mass gap real? Or are there plenty of neutron stars and/or black holes in this mass range that appears to be so sparsely populated today?

One possibility that would reveal the answer is to examine the presence of free-floating masses in the galaxy in a source-independent way. That can be accomplished by applying the science of gravitational microlensing: where a mass passes between our line-of-sight and a distant light source, causing a transient brightening-and-dimming of the background source in a fashion that’s dependent only on the mass of the intervening mass.

The most recent microlensing studies take advantage of data from the ESA’s Gaia mission, and find no evidence at all for this purported mass gap. Instead, they have uncovered a number of interesting microlensing candidates with exactly the masses you’d need to fill in this so-called gap.

When a massive objects passes between our line-of-sight and a distant, luminous source, there’s a brightening and dimming that will occur based only on the geometry and the mass of the intervening (lensing) object. Through this mechanism, we’ve been able to estimate the population of masses in our galaxy, and find no evidence for a mass gap, but rather see a number of interesting candidates in that mass range. We do not know the nature or origin of these objects, just their masses. (NASA’S EXOPLANET SCIENCE INSTITUTE / JPL-CALTECH / IPAC)

But the studies we’ve mentioned so far — indirect studies such as these — are hardly conclusive. What you’d want is a way to directly measure/infer the masses of objects independent of their nature, while simultaneously being able to determine whether they’re neutron stars, black holes, or something more exotic. At the beginning of the decade, this was a mere dream; a goal that lay far beyond our technical capabilities.

But with the recent successes and upgrades to gravitational wave detectors like LIGO and Virgo, we’re in an incredible position today: one where the coming months and years should reveal whether the mass gap still persists if we look at the Universe in gravitational waves alone. If there’s a smooth, unbroken distribution of the masses of stellar remnants in the Universe, we fully expect that we’ll begin finding these objects that fill the mass gap imminently, as LIGO’s sensitivity range finally begins to include these low-mass objects.

The 11 events robustly detected by LIGO and Virgo during their first two data runs, spanning from 2015 to 2017. Note the larger the signal amplitudes (which correspond to higher masses), the shorter the signal duration (due to LIGO’s frequency sensitivity range). The longest-duration signal, for binary neutron star mergers, is also the lowest-amplitude signal. As LIGO improves both its range and sensitivity (and lowers its noise floor), we expect this purported mass gap to get ‘squeezed’ from both the top and bottom. (Sudarshan Ghonge and Karan Jani (Ga. Tech); LIGO Collaboration)

Detecting massive objects like neutron stars and black holes with gravitational waves is a monumental accomplishment, but one that’s limited by the sensitivity of your detector. When they exist in binary systems and spiral into one another, however, they emit gravitational radiation: a signal that a sensitive-enough detector can uncover. For a gravitational wave detector like LIGO, there are four things to consider:

  1. The more massive your two inspiraling masses are, the greater the amplitude of your signal.
  2. The closer in space the two masses are to one another, the greater the amplitude of the arriving signal.
  3. The closer in space the merging masses are to you, the greater the amplitude of the arriving signal.
  4. And the lower in mass these two masses are, the greater the amount of time they spend in the frequency range detectable by LIGO.

In other words, there’s a trade off: more massive objects are detectable a greater distance away (over a larger spatial volume), but less massive objects spend more time in the frequency range LIGO is sensitive to.

When two objects above 5 solar masses apiece merge, we can be certain that they’re black holes. Below about 2.2 solar masses, we know the objects we see are neutron stars. But what about in between? LIGO hopes to close down this “mass gap” in the near future, and then we’ll know for certain whether it’s populated by black holes, neutron stars, or whether there’s a dearth of objects present (and a true gap) after all. (CHRISTOPHER BERRY / TWITTER)

On August 14, 2019, LIGO announced a candidate event that appeared to fall squarely within this “forbidden” mass range. While follow-up analysis likely indicates that this is a neutron star merging with a black hole rather than an object located in the “mass gap” regime, it’s an enormous achievement to realize that LIGO, at long last, now possesses the capability of filling in the gap once and for all.

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All in all, LIGO is on its way to picking up these lower-mass objects: the ones that fall in the “mass gap” range. We do not know where the most massive neutron star is, nor where the least massive black hole is. We do not know if merging binary neutron stars always produce black holes when they merge (something we think occurred for the one kilonova observed in 2017), and we do not know if such mergers are the only way that the Universe populates the mass gap region. But with more data from the current run of LIGO and Virgo — and future runs where the sensitivity is even further enhanced — astrophysicists might either confirm or destroy the notion of a mass gap entirely.


Ethan Siegel is the author of Beyond the Galaxy and Treknology. You can pre-order his third book, currently in development: the Encyclopaedia Cosmologica.

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